Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Justin Mackie (Mackie), currently associated with Dai Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mackie recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $257,500.00 on February 22, 2023.
Customers allege unsuitable investment recommendations in May 2017, September 2019 and January 2021.