Articles Tagged with Joy Shane

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joy Shane (Shane), currently associated with First Command Brokerage Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Shane recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $9,122.27 on May 23, 2022.

Plaintiff [REDACTED] filed a complaint in the US District Court for the Eastern District of Virginia, Alexandria Division, claiming damages of $9,122.27 plus punitive fees, etc.\\u00a0 The plaintiff alleges defendants (including First Command and Diane Shane), delayed in assisting him to reregister a joint account after the other joint owner passed away, which resulted in losses due to market fluctuation.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joy Shane (Shane), currently associated with First Command Brokerage Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Shane recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $9,122.27 on May 23, 2022.

Plaintiff [REDACTED] filed a complaint in the US District Court for the Eastern District of Virginia, Alexandria Division, claiming damages of $9,122.27 plus punitive fees, etc.\\u00a0 The plaintiff alleges defendants (including First Command and Diane Shane), delayed in assisting him to reregister a joint account after the other joint owner passed away, which resulted in losses due to market fluctuation.