Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joy Martinsen (Martinsen), currently associated with Nobles & Richards, INC., has at least one disclosable event. These events include one customer complaint, alleging that Martinsen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $250,000.00 on August 07, 2025.
The customer alleges that, the Registered Representative over concentrated assets in illiquid, speculative investments.