Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joshua Rushing (Rushing), currently associated with Cetera Advisors LLC, has at least one disclosable event. These events include one customer complaint, alleging that Rushing recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $35,000.00 on July 23, 2023.
The client alleges trades place in November of 2022 were not authorized.