Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Winkleblack (Winkleblack), previously associated with Landolt Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Winkleblack recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on November 22, 2022.
Client purchased GWG 5-year Renewable Secured Debentures in June 2012, which we believe automatically renewed in 2017 to GWG 5-year L Bond maturing in 2022. Customer now alleges unsuitable recommendation.