Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Pietrafitta (Pietrafitta), currently associated with Td Private Client Wealth LLC, has at least one disclosable event. These events include one customer complaint, alleging that Pietrafitta recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $600,000.00 on September 14, 2022.
Customer complained about performance of the investment portfolio and alleged various\, claims against TDPCW. Representative was not a named party. TDPCW denied all\, allegations and settled the matter without admitting any liability or wrong doing.