Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Natoli (Natoli), previously associated with Park Avenue Securities LLC, has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Natoli recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $43,000.00 on October 29, 2024.
Client alleges the RR solicited and accepted loans from him on three separate occasions in 2023 totaling $43,000 plus interest.