Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Eschleman (Eschleman), currently associated with Purshe Kaplan Sterling Investments, has at least one disclosable event. These events include one customer complaint, alleging that Eschleman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,175,140.23 on September 02, 2025.
Client alleges the recomenedation to effect a 1031 exchange into two DSTs: Campus Walk DST and 4th & J DST were unsuitable.