Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Alagna (Alagna), currently associated with Joseph Gunnar & CO. LLC, has at least one disclosable event. These events include one customer complaint, alleging that Alagna recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $2,108,923.00 on January 09, 2023.
The Statement of Claim alleges that Mr. Alagna failed to reasonably supervise the broker of record for these clients’ accounts.