Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jordan Weinberg (Weinberg), currently associated with Founders Financial Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Weinberg recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $54,937.70 on March 12, 2025.
On or about 3/12/25, Clients requested that RR not renew Brighthouse Shield IRA accounts at anniversary. Clients allege that RR should have moved the accounts to cash on the anniversary and prior to transfer out.