Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jonathon Frey (Frey), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Frey recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on December 26, 2023.
The Customer alleges that he did not understand the consequences when he purchased a variable annuity in June 2019. The customer is disappointed that he cannot access his funds or close the annuity.