Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jonathan Connolly (Connolly), previously associated with Aegis Capital Corp., has at least one disclosable event. These events include one customer complaint, alleging that Connolly recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $95,027.44 on April 26, 2021.
December 2012 – November 2020. Claimant alleges unsuitable investment recommendations.