Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Weber (Weber), previously associated with Triad Advisors, INC., has at least one disclosable event. These events include one customer complaint, alleging that Weber recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on November 20, 2023.
The Claimant alleges that the financial professional sold an alternative investment that was unsuitable.