Securities Lawyers Blog
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that Broker John Tarpinian (Tarpinian), previously employed by Paulson Investment Company LLC has been subject to at least 4 disclosable events. These events include 4 customer complaints. According to records kept by The Financial Industry Regulatory Authority (FINRA), Tarpinian’s most recent customer complaint alleges that Tarpinian recommended unsuitable investments in structured products and makes allegations concerning misconduct relating to the handling of the customer’s accounts.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $342,852.00 on September 16, 2020.
The Claimant’s allege that Mr. Tarpinian made unsuitable recommendations to purchase structured notes.