Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Rabulan (Rabulan), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one regulatory event, alleging that Rabulan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on September 06, 2023.
Respondent Rabulan failed to respond to FINRA request for information.