Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Orlando (Orlando), previously associated with Sw Financial, has at least one disclosable event. These events include one customer complaint, alleging that Orlando recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on December 07, 2023.
John Anthony Orlando was named in a customer complaint that asserted the following causes of action: Conversion and Unjust Enrichment, Breach of Fiduciary Duty, and Fraud.