Articles Tagged with John Nole

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Nole (Nole), currently associated with Paulson Investment Company LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Nole recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $15,000.00 on September 04, 2025.

Client invested 15k in GWG L Bonds in December 2020. Alleges recommendations were not consistent  with standards of care mandated by FINRA’s suitability rule or the SEC’s Reg BI.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Nole (Nole), currently associated with Paulson Investment Company LLC, has at least one disclosable event. These events include one customer complaint, alleging that Nole recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $161,151.00 on May 28, 2025.

[REDACTED] purchased 200k GWG in 2019, and requested part of her investment back as a result of the GWG Bankruptcy filing.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Nole (Nole), currently associated with Paulson Investment Company LLC, has at least one disclosable event. These events include one customer complaint, alleging that Nole recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $90,000.00 on February 14, 2025.

Claimants allege that respondent Paulson, acting through Nole, improperly recommended that Claimants invest monies in GWG Holdings, Inc., L Bonds.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Nole (Nole), currently associated with Paulson Investment Company LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Nole recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $400,000.00 on October 22, 2024.

Claimants allege that respondent Paulson, acting through Nole, improperly recommended that Claimants invest monies in GWG Holdings, Inc., L Bonds. Claimants further allege that Paulson, acting through Nole, falsely represented that this investment was backed by life insurance policies and was completely safe, and that Paulson failed to conduct a reasonable due diligence on GWG. Claimants allege this investment was misrepresented to them, and this investment was inconsistent with their risk tolerance and investment objectives.