Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Mateyko (Mateyko), currently associated with Peachcap Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Mateyko recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,000,000.00 on February 22, 2024.
Claimants allege breach of fiduciary duty and negligent misrepresentations related to corporate debt securities in which they transacted business.