Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Mastrogianakis (Mastrogianakis), currently associated with Truist Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Mastrogianakis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on August 13, 2025.
Client alleges the firm and advisor misrepresented information regarding an exchange from a variable annuity to a fixed Annuity.