Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Larsen (Larsen), currently associated with Raymond James Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Larsen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $3,000,000.00 on March 21, 2025.
Client alleged trades were not in line with her risk tolerance and placed without her knowledge. Allegation Activity Dates: 12/01/2023 – 03/21/2025.