Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Fronckowiak (Fronckowiak), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Fronckowiak recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $7,000.00 on January 09, 2023.
The customer alleged she communicated to RR Fronckowiak that she did not want an investment exposed to the stock market. However, she later realized her funds were invested in a variable annuity.