Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Femiano (Femiano), currently associated with Alexander Capital, L.p., has at least one disclosable event. These events include one customer complaint, alleging that Femiano recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on April 13, 2023.
Unsuitable investments