Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Drabek (Drabek), previously associated with Calton & Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Drabek recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.00 on July 07, 2023.
Ms. [REDACTED] alleges that on 3/15/2016 and on 12/1/2016, Mr. Drabek made unsuitable recommendations to her and her husband to invest in Griffin Realty Trust and CIM Real Estate Finance Trust respectively.