Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Doiron (Doiron), currently associated with Cabot Lodge Securities LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Doiron recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $150,000.00 on June 26, 2024.
Claimants allege breach of fiduciary duty, violation of various FINRA Rules, material misrepresentation and material omission of Information, various violations of state securities laws, common law fraud, and common law negligence, failure to supervise, breach of contract with regards to the purchase of GWG L-bonds during February 2021.