Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Conroy (Conroy), previously associated with Andrew Garrett INC., has at least one disclosable event. These events include one customer complaint, alleging that Conroy recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $118,000.00 on November 16, 2021.
Alleged allegations STATUTORY AND COMMON LAW FRAUD, NEGLIGENCE, BREACH OF CONTRACT\<char_lb_r>\, BREACH OF FIDUCIARY DUTY