Articles Tagged with John Clark

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Clark (Clark), previously associated with LPL Enterprise, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Clark recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $25,000.00 on September 22, 2025.

Customer alleges that an investment made in September 2023 was unsuitable for the customer’s investment objectives and risk tolerance.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Clark (Clark), previously associated with LPL Enterprise, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Clark recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $18,000.00 on April 14, 2025.

This matter is being reported consistent with finra rules pertaining to the reporting of certain written customer complaints. The company by this filing makes no allegations regarding the actions of the representative. Customer alleges the policy sold was not suitable for the customer’s age.