Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Cimino (Cimino), currently associated with American Global Wealth Management, INC., has at least one disclosable event. These events include one customer complaint, alleging that Cimino recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $648,745.00 on September 13, 2023.
CLAIMANT ALLEGES IN OR AROUND DECEMBER 2017, HER MOTHER’S FINANCIAL ADVISORS (FA) MADE UNSUITABLE INVESTMENTS WITH REGARD TO HER WELLS FARGO (WF) ACCOUNTS.