Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Carty Campbell (Carty Campbell), previously associated with Commonwealth Financial Network, has at least one disclosable event. These events include one customer complaint, alleging that Carty Campbell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $40,000.00 on March 06, 2024.
Client alleging advisor sold unsuitable alternative investments.