John Cahill

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Cahill (Cahill), previously associated with Janney Montgomery Scott LLC, has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Cahill recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on March 01, 2021.

Cahill engaged in dishonest or unethical practices in the securities business. Cahill is the subject of an order of a self-regulatory organization expelling him from a self-regulatory organization.

The law offices of Gana Weinstein LLP are currently investigating claims that advisor John Cahill (Cahill) has converted customer funds among other allegations. According to BrokerCheck records, Cahill is formerly registered with The Financial Industry Regulatory Authority (FINRA) member firm Janney Montgomery Scott LLC (Janney). In addition, Cahill disclosed one customer complaint, two employment terminations for cause, and one regulatory action. If you have been a victim of Cahill’s alleged misconduct our firm may be able to assist you in recovering funds.

According to FINRA, Cahill consented to sanctions and to findings that he refused provide documents and information and to appear for testimony requested by FINRA in connection with an investigation into allegations that he commingled and/or converted funds belonging to, and served as power-of-attorney for, an elderly individual who was his customer while he was associated with his former member firm.

In March 2019 Janney terminated Cahill stating that he was discharged while under internal review regarding receipt of funds while acting as POA for a client.

Articles Tagged with John Cahill

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