Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Buckingham (Buckingham), previously associated with Forta Financial Group, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Buckingham recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on April 01, 2021.
The boilerplate allegations include unsuitability, Fraud, breach of fiduciary duty, negligence and failure to supervise between November 2015 and October 2019