Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Atkins (Atkins), currently associated with Osaic Institutions, INC., has at least one disclosable event. These events include one customer complaint, alleging that Atkins recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $44,000.00 on September 29, 2022.
Statement of Claim suggests losses based upon the recommendation of an unsuitable alternative mutual fund that had a risky strategy and was misrepresented by the financial professional.