Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joel Freedman (Freedman), currently associated with Sanctuary Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Freedman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,431,587.00 on January 24, 2024.
Client alleges, inter alia, that there were trades executed in his account that were unauthorized 2023-2024