Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joel Farnsworth (Farnsworth), currently associated with Wedbush Securities INC., has at least one disclosable event. These events include one customer complaint, alleging that Farnsworth recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $4,200,000.00 on July 21, 2023.
Negligence and Breach of Fiduciary Duty