Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joel Arivett (Arivett), previously associated with Arvest Wealth Management, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Arivett recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on March 17, 2021.
Client alleges that funds were not invested in 529 plans as instructed.