Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joe Hall (Hall), previously associated with Cambridge Investment Research, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hall recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on June 11, 2025.
The claimant alleged the representative, who was assigned to their account in 2018, recommended that they continue to hold their non-traded real estate investment trust they purchased through their prior representative in June 2015. The claimant alleges the representative told them they would get their money back in two years. They allege the advice was unsuitable.