Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jill Goldman (Goldman), currently associated with Kcd Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Goldman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on May 23, 2024.
Jill Goldman was alleged to have sold a security that subsequently dissolved.