Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jette Ziesemer (Ziesemer), previously associated with Securian Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Ziesemer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $7,043.82 on May 06, 2021.
Client alleged RR misrepresented policy at the time of sale in 11/2018. Client would like his coverage terminated and surrender charges waived.