Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jessica Carlsen Buszka (Carlsen Buszka), currently associated with Raymond James Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Carlsen Buszka recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $8,648.00 on May 05, 2025.
Client alleged a trade was placed without authorization. Allegation date: 04/07/2025