Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeremy Presley (Presley), currently associated with Alexander Capital, L.p., has at least one disclosable event. These events include one customer complaint, alleging that Presley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on April 12, 2021.
In January and February of 2016 the customers allege that the Registered Representative recommended unsuitable investments and over concentrated their positions