Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeremy Beil (Beil), currently associated with Vanguard Marketing Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Beil recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on March 08, 2022.
Client alleges advisor rebalanced funds within retail account instead of retirement account which resulted in realized long term gains. The activity occurred on December 14, 2021.