Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jennifer Davis (Davis), previously associated with Kw Securities Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Davis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,800,000.00 on September 12, 2025.
Accredited client alleges unsuitable referral to alternative investment.