Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jennifer Breton (Breton), currently associated with Valmark Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Breton recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $45,166.00 on March 05, 2024.
The client expressed dissatisfaction with receiving a lower-than-expected monthly payment from a Single Premium Immediate Annuity. The client alleged they were misled regarding the impact of a paperwork delay on their ultimate monthly payment. The client requested they receive the originally-quoted monthly amount.