Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jennifer Basey (Basey), currently associated with American Global Wealth Management, INC., has at least one disclosable event. These events include one customer complaint, alleging that Basey recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,000.00 on September 05, 2023.
: Customer alleges that registered representative made assurances that investments were safe and had customer invest in preferred stocks over par without customer’s consent, which resulted in losses.