Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jenna Biancavilla (Biancavilla), previously associated with Berthel, Fisher & Company Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Biancavilla recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,000.00 on April 23, 2021.
The client alleges the investment she purchased in 2015 was unsuitable and misrepresented to her by the representative. The client also alleges Berthel, Fisher & Company Financial Services, Inc. failed to supervise the representative and failed to conduct adequate due diligence.