Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Walker (Walker), previously associated with Citizens Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Walker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on June 01, 2023.
Clients’ attorney alleges that investment into Colorado Bankers Life Fixed Annuity in March 2018 unnecessarily exposed [REDACTED] to significant risk.