Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Mitchell (Mitchell), previously associated with Pruco Securities, LLC., has at least one disclosable event. These events include one customer complaint, alleging that Mitchell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $25,286.89 on October 05, 2021.
The Customer alleges the reps misrepresentations constituted and resulted in consumer fraud and improper claims practices.