Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Mayotte (Mayotte), previously associated with Momentum Independent Network INC., has at least one disclosable event. These events include one customer complaint, alleging that Mayotte recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $47,053.15 on March 31, 2022.
Mayotte was a subject of the customer’s complaint against his member firm that asserted the following causes of action: negligence, unsuitability, and failure to supervise.