Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Matchett (Matchett), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Matchett recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $8,416.94 on January 09, 2023.
Client alleges she requested the RR to maintain $80,000 in her KeyBank savings account rather than investing the full amount of $250,000 in four different Franklin mutual funds.