Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Lowe (Lowe), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lowe recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on August 17, 2022.
Customer alleges that the recommendation to purchase a variable annuity in January 2022 was not consistent with her financial goal.