Jeffrey Larson

Broker Jeffrey Larson in Arete Wealth Management, LLC Firm Has Customer Complaint

August 15, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Larson (Larson), previously associated with Arete Wealth Management, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Larson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $800,000.00 on June 23, 2025.

Clients allege registered representative sold an unsuitable investment.

Broker Jeffrey Larson in Arete Wealth Management, LLC Firm Has Customer Complaint

August 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Larson (Larson), previously associated with Arete Wealth Management, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Larson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $800,000.00 on June 23, 2025.

Clients allege registered representative sold an unsuitable investment.

Broker Jeffrey Larson in Arete Wealth Management, LLC Firm Has Customer Complaint

July 25, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Larson (Larson), previously associated with Arete Wealth Management, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Larson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $226,000.00 on May 12, 2025.

Client alleges registered representative recommended an unsuitable investment.

Broker Jeffrey Larson in Arete Wealth Management, LLC Firm Has Customer Complaint

February 14, 2025 | by Staff Attorney

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Jeffrey Larson (Larson) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Larson was employed by Arete Wealth Management, LLC at the time of the activity. If you have been a victim of Larson’s alleged misconduct our firm may be able to assist you in recovering funds.

FINRA BrokerCheck shows a pending customer complaint on January 17, 2025.

Jeff Larson violated Exchange Act Sections 15(a) and 10(b) [15 U.S.C, 78o(a) and 78j(b)] and Rule 10b-5 thereunder [17 C.F.R. 275.10b-5]; violated Section 17(a) of the Securities Act of 1933 (‘Securities Act’) [15 U.S.C. 77q(a)]; violated Advisers Act Sections 206(1) and 206(2) [15, U.S.C. 80b-6(1) and 80b-6(2)] or, in the alternative, aided and abetted, Arete Advisors’ violations of Advisers Act Sections 206(1) and 206(2) [15 U.S.C. 80b-6(1) and 80b-6(2)]; and aided and abetted Arete Wealth’s violations of Exchange Act Section 17(a) [15 U.S.C. 78q(a)] and Rule 17a-4, thereunder [17 C.F.R. 240.17a-4].